(319) 233-1717
100 East Park Ave.
Suite 300
Waterloo, IA 50703
A Division of BerganKDV, Ltd.


Download Our Brochure (Form ADV Part 2)

For complete information about Heartwood Investments, including fees and expenses, the way we invest, and the risks involved, download and read our Disclosure Brochure (SEC Form ADV Parts 2A and 2B).

Things To Keep In Mind

This website is a publication of Heartwood Investments, Inc. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy, and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the author as of the date of publication and are subject to change.

Information on this website does not involve the rendering of personalized investment advice, but is limited to the dissemination of general information on products and services. A professional advisor should be consulted before implementing any of the options presented.

Information on this website is not an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein.

Heartwood Investments, Inc. is registered as an investment adviser with the State of Iowa, and only transacts business in states where the firm is properly registered, or is excluded or exempted from registration requirements. Registration as an investment adviser does not constitute an endorsement of the firm by securities regulators nor does it indicate that the adviser has attained a particular level of skill or ability.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by the adviser), or product made reference to directly or indirectly on this website, will be profitable or equal to past performance levels.

All investment strategies have the potential for profit or loss. Changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio.

Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client's investment portfolio.

Historical performance results for investment indexes and/or categories, generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have the effect of decreasing historical performance results.

Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any particular benchmark.

Hyperlinks on this website are provided as a convenience, and we disclaim any responsibility for information, services or products found on websites linked hereto.

Social Media We use social media as part of our communications. Examples include our blog, Facebook or LinkedIn, among others. These channels give viewers ways to leave comments on our site or to share our content with others. Sharing content, such as by clicking a Like button on Facebook, does not constitute a testimonial for or endorsement of Heartwood Investments or any one of our employees. “Like” is not meant in the traditional sense. Viewers should refrain from recommending investment advisory services or providing testimonials because statements of this type are strictly prohibited by securities regulators. Please understand that we are required to delete such comments to comply with applicable regulations. In addition, comments should not address specific securities or investment recommendations. Questions about a specific investment or adviser cannot be answered on social media and may be removed from our site. Should you wish to convey a specific question or comment to us, please send us an e-mail to Invest@HeartwoodInvestments.com.